Brokerage Account

Wachovia Securities Financial Advisors offer objective advice and guidance about stocks, bonds, mutual funds, and other investments-on a regular or as-needed basis. Whatever your level of investment knowledge or experience, we can help meet your needs. We start with your life and plan your money around it.

The Envision Planning process is available to all Wachovia Securities clients. A Wachovia Securities Financial Advisor works with you to create an appropriate investment plan based on your objectives and risk tolerance.

Unlike financial planning, Envision does not include a detailed analysis of insurance, real estate investment or savings strategies. It also does not cover estate or tax planning.

Account Features:

  • Customized Reporting
    Designed to be flexible, this report addresses the important financial needs of every stage of your life and gives you a snapshot of both your current and potential future situation.
  • Online Access
    Review your brokerage account balances, activity, holdings, and performance. Get real-time quotes, market data, and the latest industry and market news-24 hours a day, seven days a week.1
  • Portfolio Analysis
    An on-going, four-step process that simplifies investing and ensures that the investment decisions you make support your long-term financial goals.

Optional Account Features:

  • Margin-Expand your buying power by borrowing against your existing holdings at competitive rates.

Margin borrowing adds risk to your investments and is not suitable for all investors. If the market value of the eligible securities in your margin account declines, you may be required to deposit more money or eligible securities in order to maintain your line of credit, or we may be forced to sell securities held in your account.

  • Dividend Reinvestment-Reinvest dividends in securities in your brokerage account instead of receiving them by mailed check.

Talk to a Wachovia Securities Financial Advisor today to learn more about our Brokerage Accounts and how to open one.

10/07, 0707 - 54623

1Access to the service may be limited, delayed or unavailable during periods of peak demand, market volatility, system upgrades or maintenance, or electronic, communication or system problems, or for other reasons.

Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency; May Lose Value; Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate

Wachovia Securities is the trade name used by three separate, registered broker-dealers and nonbank affiliates of Wachovia Corporation. Retail securities brokerage services offered through Wachovia Securities, LLC, Member NYSE/SIPC and Wachovia Securities Financial Network, LLC, Member FINRA/SIPC. Corporate and Investment Banking services offered through Wachovia Capital Markets, LLC, Member NYSE, FINRA, and SIPC. A.G. Edwards is a division of Wachovia Securities, Member SIPC.