Reports
Wachovia Securities, LLC
Statement of Financial Condition
Audited - December 31, 2007
Unaudited - June 30, 2007![]()
Order Routing and Execution Reports
Wachovia Securities, LLC routes its orders through its affiliated clearing firm, First Clearing, LLC.
Wachovia Capital Markets, LLC
Statement of Financial Condition - December 31, 2007
Statement of Financial Condition - June 30, 2007
Disclosure of SEC Rule 605 - Required Order Execution Information
Historical Disclosures for SEC Rule 605
Disclosure of SEC Rule 606 - Required Order Routing Information
Wachovia
10/07, 0807 - 61196
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Wachovia Securities is the trade name used by three separate, registered broker-dealers and nonbank affiliates of Wachovia Corporation. Retail securities brokerage services offered through Wachovia Securities, LLC, Member NYSE/SIPC and Wachovia Securities Financial Network, LLC, Member FINRA/SIPC. Corporate and Investment Banking services offered through Wachovia Capital Markets, LLC, Member NYSE, FINRA, and SIPC. A.G. Edwards is a division of Wachovia Securities, Member SIPC.
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