Company Highlights
Wachovia Securities is a non-bank affiliate of Wachovia Corporation (WB), providing financial advisory, brokerage, asset management and other financial services through approximately 19,000 registered representatives in more than 4,000 locations nationwide.
Home Office
1 North Jefferson
St. Louis, Missouri 63103
1 North Jefferson
St. Louis, Missouri 63103
Broker Dealers
- Wachovia Securities, LLC
- Wachovia Securities Financial Network, LLC
- First Clearing, LLC
Revenue 2007
$6.7 billion
Retail Client Assets
$1.11 trillion
Nationwide Brokerage Locations
4,176 in 50 states and Washington, D.C.
Employees
28,174
Financial Advisors
14,632
Licensed Financial Specialists
4,308
Industry Rank
- One of the largest broker-dealers in the U.S.
(by clients and registered representatives) - Fifth largest provider of managed accounts
- Fourth largest correspondent services firm
Clearing Services
First Clearing, LLC
Correspondent Clearing Firms
120
Exchange Memberships*
- New York Stock Exchange, Inc.
- American Stock Exchange, Inc.
- International Stock Exchange
- Nasdaq
- Boston Stock Exchange, Inc.
- Philadelphia Stock Exchange, Inc.
- Chicago Stock Exchange, Inc.
- NYSE Arca, Inc.
- Chicago Board Options Exchange
- Chicago Mercantile Exchange
*Denotes that Wachovia Securities is either a member of, has access to or has trading privileges on these exchanges.
Wachovia Capital Markets, LLC
- Energy
- Financial Services
- Industrial
- Technology
- Consumer
- Healthcare
- Real Estate, REITs, Lodging
Research Resources
- Wachovia Capital Markets, LLC
- Standard & Poor's (S&P)
- Dorsey Wright (technical analysis)
Global Service Affiliate Offices
- Asunción, Paraguay
- Montevideo, Uruguay
- Santiago, Chile
- Zona Franca, Uruguay